{"id":2734,"date":"2025-05-15T19:20:56","date_gmt":"2025-05-15T23:20:56","guid":{"rendered":"https:\/\/ufr.edu.br\/proplad\/?page_id=2734"},"modified":"2025-09-13T13:16:20","modified_gmt":"2025-09-13T17:16:20","slug":"modelo-gerenciamento-de-riscos","status":"publish","type":"page","link":"https:\/\/ufr.edu.br\/proplad\/licitacoesecontratos\/modelo-gerenciamento-de-riscos\/","title":{"rendered":"Modelo Gerenciamento de Riscos"},"content":{"rendered":"\n<h4><strong>AN\u00c1LISE DE RISCOS DA CONTRATA\u00c7\u00c3O (MAPA DE RISCOS)<\/strong><style> .riscos-painel-modern {&amp;lt;br \/>   max-width: 660px;&amp;lt;br \/>   margin: 70px auto 0 auto;&amp;lt;br \/>   padding: 50px 18px 34px 18px;&amp;lt;br \/>   background: rgba(244,252,255,0.90);&amp;lt;br \/>   border-radius: 25px;&amp;lt;br \/>   box-shadow: 0 8px 44px 0 #1abc9c19, 0 1.5px 12px #2643a322;&amp;lt;br \/>   text-align: center;&amp;lt;br \/>   border: 1.5px solid #d7f2ec;&amp;lt;br \/>   backdrop-filter: blur(2px);&amp;lt;br \/>   position: relative;&amp;lt;br \/> }&amp;lt;br \/> .riscos-painel-modern-title {&amp;lt;br \/>   font-family: 'Montserrat', 'Segoe UI', Arial, sans-serif;&amp;lt;br \/>   font-size: 2.1rem;&amp;lt;br \/>   font-weight: 900;&amp;lt;br \/>   color: #20437c;&amp;lt;br \/>   margin-bottom: 36px;&amp;lt;br \/>   letter-spacing: 0.5px;&amp;lt;br \/>   text-shadow: 0 1px 0 #e4f4fb;&amp;lt;br \/>   background: linear-gradient(90deg, #2643a3 70%, #1abc9c 110%);&amp;lt;br \/>   -webkit-background-clip: text;&amp;lt;br \/>   -webkit-text-fill-color: transparent;&amp;lt;br \/> }&amp;lt;br \/> .riscos-btns-flex {&amp;lt;br \/>   display: flex;&amp;lt;br \/>   flex-direction: row;&amp;lt;br \/>   gap: 30px;&amp;lt;br \/>   justify-content: center;&amp;lt;br \/>   margin-bottom: 22px;&amp;lt;br \/>   flex-wrap: wrap;&amp;lt;br \/> }&amp;lt;br \/> .riscos-btn-modern {&amp;lt;br \/>   flex: 1 1 220px;&amp;lt;br \/>   min-width: 220px;&amp;lt;br \/>   max-width: 320px;&amp;lt;br \/>   background: rgba(255,255,255,0.75);&amp;lt;br \/>   border-radius: 19px;&amp;lt;br \/>   padding: 32px 17px 23px 17px;&amp;lt;br \/>   box-shadow: 0 4px 36px #26b6a63c, 0 2px 10px #2643a315;&amp;lt;br \/>   border: 1.5px solid #b5eae1;&amp;lt;br \/>   text-decoration: none;&amp;lt;br \/>   display: flex;&amp;lt;br \/>   flex-direction: column;&amp;lt;br \/>   align-items: center;&amp;lt;br \/>   transition:&amp;lt;br \/>     box-shadow 0.19s,&amp;lt;br \/>     background 0.22s,&amp;lt;br \/>     border 0.16s,&amp;lt;br \/>     transform 0.13s;&amp;lt;br \/>   position: relative;&amp;lt;br \/>   overflow: hidden;&amp;lt;br \/> }&amp;lt;br \/> .riscos-btn-modern:hover {&amp;lt;br \/>   background: linear-gradient(125deg,#ecfafa 77%,#c1f3e7 140%);&amp;lt;br \/>   border: 1.8px solid #1abc9c;&amp;lt;br \/>   box-shadow: 0 8px 46px #1abc9c26;&amp;lt;br \/>   transform: translateY(-3px) scale(1.03) rotate(-0.4deg);&amp;lt;br \/>   z-index: 2;&amp;lt;br \/> }&amp;lt;br \/> .riscos-svg-doc {&amp;lt;br \/>   width: 52px;&amp;lt;br \/>   height: 52px;&amp;lt;br \/>   margin-bottom: 15px;&amp;lt;br \/>   display: block;&amp;lt;br \/> }&amp;lt;br \/> .riscos-btn-main {&amp;lt;br \/>   font-size: 1.11rem;&amp;lt;br \/>   font-weight: 800;&amp;lt;br \/>   color: #244275;&amp;lt;br \/>   margin-bottom: 5px;&amp;lt;br \/>   letter-spacing: 0.03em;&amp;lt;br \/>   font-family: 'Montserrat', Arial, sans-serif;&amp;lt;br \/>   text-align: center;&amp;lt;br \/> }&amp;lt;br \/> .riscos-btn-desc {&amp;lt;br \/>   font-size: 1.01rem;&amp;lt;br \/>   color: #14584e;&amp;lt;br \/>   font-weight: 500;&amp;lt;br \/>   font-family: 'Segoe UI', Arial, sans-serif;&amp;lt;br \/>   margin-bottom: 0;&amp;lt;br \/>   text-align: center;&amp;lt;br \/>   letter-spacing: 0.01em;&amp;lt;br \/>   opacity: .92;&amp;lt;br \/> }&amp;lt;br \/> .riscos-btn-modern:active {&amp;lt;br \/>   filter: brightness(0.98);&amp;lt;br \/>   transform: scale(0.98);&amp;lt;br \/> }&amp;lt;br \/> @media (max-width: 780px) {&amp;lt;br \/>   .riscos-painel-modern { padding: 24px 2vw 20px 2vw; }&amp;lt;br \/>   .riscos-btns-flex { flex-direction: column; gap: 18px;}&amp;lt;br \/>   .riscos-painel-modern-title { font-size: 1.19rem; }&amp;lt;br \/> }&amp;lt;br \/> <\/style><\/h4>\n\n\n\n<div class=\"riscos-painel-modern\">\n<div>A identifica\u00e7\u00e3o dos poss\u00edveis riscos a impactar e possivelmente prejudicar o \u00eaxito da contrata\u00e7\u00e3o deve guardar pertin\u00eancia com as especificidades da pretens\u00e3o, <strong>devendo-se evitar indica\u00e7\u00f5es gen\u00e9ricas e meramente protocolares<\/strong>.<\/div>\n<div><br \/>O \u201cMapa de Riscos\u201d, o qual deve ser reanalisado conforme avan\u00e7a o planejamento da contrata\u00e7\u00e3o, haja vista o constante aumento de elementos a melhor precisar as suas necessidades e vicissitudes, dever\u00e1 ser atualizado:<\/div>\n<div><br \/>\u2022 ao final da elabora\u00e7\u00e3o do Estudo T\u00e9cnico Preliminar; <br \/>\u2022 ao final da elabora\u00e7\u00e3o do Termo de Refer\u00eancia; <br \/>\u2022 ap\u00f3s a fase de Sele\u00e7\u00e3o do Fornecedor;\u00a0<\/div>\n<div>\u2022 Previamente \u00e0s prorroga\u00e7\u00f5es contratuais; e<br \/>\u2022 ap\u00f3s eventos relevantes.<\/div>\n<div><br \/>O \u00eaxito no planejamento da contrata\u00e7\u00e3o passa necessariamente por uma an\u00e1lise perspicaz dos poss\u00edveis riscos que possam afetar a sua corre\u00e7\u00e3o e uma antevis\u00e3o das medidas mais eficazes de preven\u00e7\u00e3o e conten\u00e7\u00e3o dos danos que daqueles decorrem.<\/div>\n<div>\u00a0<\/div>\n<div>Cabe pontuar que a etapa de Gerenciamento de Riscos, exceto quanto \u00e0quela relacionada \u00e0 fase de gest\u00e3o do contrato, pode ser dispensada no caso das contrata\u00e7\u00f5es diretas (artigo 72, inciso I, da Lei n\u00ba 14.133\/2021). Se for o caso, a\u00a0dispensa do mapa de risco est\u00e1 condicionada \u00e0 juntada aos autos de justificativa, demonstrando, por exemplo, que a elabora\u00e7\u00e3o do documento \u00e9 incompat\u00edvel com a urg\u00eancia da contrata\u00e7\u00e3o.<\/div>\n<div>\u00a0<\/div>\n<div class=\"riscos-painel-modern-title\"><strong>Abaixo, seguem os modelos institucionais de gerenciamento de riscos<\/strong><\/div>\n<div>\u00a0<\/div>\n<div class=\"riscos-btns-flex\">\n<p><strong><a class=\"riscos-btn-modern\" href=\"https:\/\/docs.google.com\/spreadsheets\/d\/1N8UiYIygm8PnEq1ubHcX0SIGrsCdPeF0\/edit?usp=sharing&amp;ouid=109951625833504999955&amp;rtpof=true&amp;sd=true\" target=\"_blank\" rel=\"noopener\"><span class=\"riscos-btn-main\">Modelo para Contrata\u00e7\u00f5es com Contrato<\/span><br \/><span class=\"riscos-btn-desc\">Use para contrata\u00e7\u00f5es que exigem contrato administrativo formal.<\/span><\/a><\/strong><\/p>\n<p><a class=\"riscos-btn-modern\" href=\"https:\/\/docs.google.com\/spreadsheets\/d\/1e2TCUvU_3CiDVIwVWKoXnQJ1dm8jXiaJ\/edit?usp=sharing&amp;ouid=109951625833504999955&amp;rtpof=true&amp;sd=true\" target=\"_blank\" rel=\"noopener\"><strong><span class=\"riscos-svg-doc\"><br \/><\/span><\/strong><span class=\"riscos-btn-main\">Modelo para Contrata\u00e7\u00f5es sem Contrato<\/span><br \/><span class=\"riscos-btn-desc\">Use para contrata\u00e7\u00f5es sem necessidade de contrato formal.<\/span><br \/><\/a><\/p>\n<p><strong>Estes modelos s\u00e3o apenas referenciais, devendo o agente p\u00fablico adaptar ao caso concreto. Al\u00e9m disso, <span style=\"background-color: #ffff99;\">a mapa de riscos deve ser confeccionado no m\u00f3dulo de Gest\u00e3o de Riscos Digital do compras.gov.br, conforme <span style=\"color: #ff0000;\"><a style=\"color: #ff0000; background-color: #ffff99;\" href=\"https:\/\/www.gov.br\/compras\/pt-br\/acesso-a-informacao\/manuais\/manual-fase-interna\/manual-gestao-de-riscos\/TUTORIALGESTODERISCOS.pdf\">TUTORIAL<\/a><\/span>.<\/span>\u00a0<\/strong><\/p>\n<\/div>\n<\/div>\n\n\n\n<div class=\"wp-block-group alignfull is-layout-constrained\"><div class=\"wp-block-group__inner-container\"><\/div><\/div>\n\n\n\n<div id=\"wp-block-themeisle-blocks-accordion-09f6fb1d\" class=\"wp-block-themeisle-blocks-accordion exclusive has-dark-title-bg\">\n<details class=\"wp-block-themeisle-blocks-accordion-item\"><summary class=\"wp-block-themeisle-blocks-accordion-item__title\"><div><strong>identifica\u00e7\u00e3o de riscos<\/strong><\/div><\/summary><div class=\"wp-block-themeisle-blocks-accordion-item__content\">\n<p>processo de busca, reconhecimento e descri\u00e7\u00e3o de riscos. Envolve a identifica\u00e7\u00e3o das principais fontes de risco, eventos, suas causas e suas consequ\u00eancias potenciais. Tamb\u00e9m pode envolver dados hist\u00f3ricos, an\u00e1lises te\u00f3ricas, parecer de especialistas e as necessidades das partes interessadas<\/p>\n<\/div><\/details>\n\n\n\n<details class=\"wp-block-themeisle-blocks-accordion-item\"><summary class=\"wp-block-themeisle-blocks-accordion-item__title\"><div><strong>n\u00edvel de risco<\/strong><\/div><\/summary><div class=\"wp-block-themeisle-blocks-accordion-item__content\">\n<p>magnitude de um risco ou combina\u00e7\u00e3o de riscos, expressa em termos da combina\u00e7\u00e3o dos impactos e de suas probabilidades;<\/p>\n<\/div><\/details>\n\n\n\n<details class=\"wp-block-themeisle-blocks-accordion-item\"><summary class=\"wp-block-themeisle-blocks-accordion-item__title\"><div><strong>tratamento de riscos<\/strong><\/div><\/summary><div class=\"wp-block-themeisle-blocks-accordion-item__content\">\n<p>processo para responder ao risco, cujas op\u00e7\u00f5es, n\u00e3o mutuamente exclusivas, envolvem evitar, reduzir ou mitigar, transferir ou compartilhar, e aceitar ou tolerar o risco;<\/p>\n<\/div><\/details>\n\n\n\n<details class=\"wp-block-themeisle-blocks-accordion-item\"><summary class=\"wp-block-themeisle-blocks-accordion-item__title\"><div><strong>an\u00e1lise de riscos<\/strong><\/div><\/summary><div class=\"wp-block-themeisle-blocks-accordion-item__content\">\n<p>processo de compreens\u00e3o da natureza do risco e determina\u00e7\u00e3o do n\u00edvel de risco. Fornece a base para a avalia\u00e7\u00e3o de riscos e para as decis\u00f5es sobre o tratamento de riscos;<\/p>\n<\/div><\/details>\n\n\n\n<details class=\"wp-block-themeisle-blocks-accordion-item\"><summary class=\"wp-block-themeisle-blocks-accordion-item__title\"><div><strong>avalia\u00e7\u00e3o de riscos<\/strong><\/div><\/summary><div class=\"wp-block-themeisle-blocks-accordion-item__content\">\n<p>processo de comparar os resultados da an\u00e1lise de riscos para determinar se o risco e\/ou sua magnitude \u00e9 aceit\u00e1vel ou toler\u00e1vel. A avalia\u00e7\u00e3o de riscos auxilia na decis\u00e3o sobre o tratamento de riscos;<\/p>\n<\/div><\/details>\n\n\n\n<details class=\"wp-block-themeisle-blocks-accordion-item\"><summary class=\"wp-block-themeisle-blocks-accordion-item__title\"><div><strong>gerenciamento de riscos<\/strong><\/div><\/summary><div class=\"wp-block-themeisle-blocks-accordion-item__content\">\n<p>processo para identificar, avaliar, administrar e controlar potenciais eventos ou situa\u00e7\u00f5es, para fornecer razo\u00e1vel certeza quanto ao alcance dos objetivos da organiza\u00e7\u00e3o pertinentes com a contrata\u00e7\u00e3o.<\/p>\n<\/div><\/details>\n\n\n\n<details class=\"wp-block-themeisle-blocks-accordion-item\"><summary class=\"wp-block-themeisle-blocks-accordion-item__title\"><div><strong>Mapa de Riscos<\/strong><\/div><\/summary><div class=\"wp-block-themeisle-blocks-accordion-item__content\">\n<p>instrumento de registro e comunica\u00e7\u00e3o da atividade de gerenciamento de riscos ao longo de todas as fases da contrata\u00e7\u00e3o, o qual deve ser confeccionado no m\u00f3dulo de Gest\u00e3o de Riscos Digital do compras.gov.br, conforme <a href=\"https:\/\/www.gov.br\/compras\/pt-br\/acesso-a-informacao\/manuais\/manual-fase-interna\/manual-gestao-de-riscos\/TUTORIALGESTODERISCOS.pdf\">TUTORIAL<\/a>.&nbsp;<\/p>\n<\/div><\/details>\n<\/div>\n\n\n\n<h4><strong>LISTA DE VERIFICA\u00c7\u00c3O DA AN\u00c1LISE DE RISCOS DA CONTRATA\u00c7\u00c3O<\/strong><\/h4>\n<table style=\"width: 100%; height: 1170px;\">\n<tbody>\n<tr style=\"height: 101px;\">\n<td style=\"height: 101px;\">\n<p><span style=\"font-weight: 400;\">H\u00e1 Mapa de Riscos? (Art. 18, X, da Lei n\u00ba 14133\/21)<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 133px;\">\n<td style=\"height: 133px;\">\n<p><span style=\"font-weight: 400;\">Nos casos excepcionais em que n\u00e3o h\u00e1 riscos para tratamento, consta documento com an\u00e1lise cr\u00edtica e conclusiva assinado pela Equipe de Planejamento? (necess\u00e1rio que a Equipe justifique a dispensa de Mapa de Riscos, sem dispensar a an\u00e1lise de riscos em sentido amplo)<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 101px;\">\n<td style=\"height: 101px;\">\n<p><span style=\"font-weight: 400;\">A Equipe de Planejamento foi orientada a como elaborar o MR, conforme https:\/\/ufr.edu.br\/proplad\/licitacoesecontratos\/modelo-gerenciamento-de-riscos\/?<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 101px;\">\n<td style=\"height: 101px;\">\n<p><span style=\"font-weight: 400;\">Foi certificado que n\u00e3o existem riscos gen\u00e9ricos ou <\/span><i><span style=\"font-weight: 400;\">proforma<\/span><\/i><span style=\"font-weight: 400;\">? (fundamental apresentar riscos espec\u00edficos do objeto)<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 133px;\">\n<td style=\"height: 133px;\">\n<p><span style=\"font-weight: 400;\">Foi certificado que n\u00e3o consta erro grosseiro? (Exemplos: campos obrigat\u00f3rios sem preenchimento, descri\u00e7\u00e3o de objeto incorreto, n\u00famero do processo ou da contrata\u00e7\u00e3o incorreta, servidores respons\u00e1veis pelas a\u00e7\u00f5es de conting\u00eancia\/preventiva n\u00e3o possuem v\u00ednculo com a UFR, incoer\u00eancia grave no preenchimento dos campos de tratamento dos riscos etc.)<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 101px;\">\n<td style=\"height: 101px;\">\n<p><span style=\"font-weight: 400;\">Foi certificado que os riscos de n\u00edvel extremo possuem a\u00e7\u00f5es de conting\u00eancias? (atendimento a recomenda\u00e7\u00e3o de auditoria interna realizada na UFR h\u00e1 alguns anos)<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 101px;\">\n<td style=\"height: 101px;\">\n<p><span style=\"font-weight: 400;\">Foi certificado que n\u00e3o conste risco alocado ao contratado? (Mapa de Riscos n\u00e3o se confunde com matriz de aloca\u00e7\u00e3o de riscos)<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 133px;\">\n<td style=\"height: 133px;\">\n<p><span style=\"font-weight: 400;\">Em contrata\u00e7\u00f5es at\u00edpicas ou de alta complexidade, foi verificado se h\u00e1 riscos sugeridos pelo manual \u201cLicita\u00e7\u00f5es e Contratos: Orienta\u00e7\u00f5es e Jurisprud\u00eancia do TCU\u201d os quais sejam pertinentes ao caso?<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 133px;\">\n<td style=\"height: 133px;\">\n<p><span style=\"font-weight: 400;\">Foi certificado que o mapa de riscos foi confeccionado no m\u00f3dulo de Gest\u00e3o de Riscos Digital, consoante o item 5.2 do Instrumento de Padroniza\u00e7\u00e3o dos Procedimentos de Contrata\u00e7\u00e3o? (em todos os pareceres jur\u00eddicos recentes consta esta exig\u00eancia)<\/span><\/p>\n<\/td>\n<\/tr>\n<tr style=\"height: 133px;\">\n<td style=\"height: 133px;\">\n<p><span style=\"font-weight: 400;\">Em casos excepcionais, em que n\u00e3o seja vi\u00e1vel confeccionado no m\u00f3dulo de Gest\u00e3o de Riscos Digital, h\u00e1 justificativa t\u00e9cnica nos autos que seja razo\u00e1vel? (segundo o entendimento do auditor da CGU, Kleberson, o preenchimento no m\u00f3dulo digital n\u00e3o \u00e9 obrigat\u00f3rio)<\/span><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n","protected":false},"excerpt":{"rendered":"<p>AN\u00c1LISE DE RISCOS DA CONTRATA\u00c7\u00c3O (MAPA DE RISCOS) A identifica\u00e7\u00e3o dos poss\u00edveis riscos a impactar e possivelmente prejudicar o \u00eaxito da contrata\u00e7\u00e3o deve guardar pertin\u00eancia com as especificidades da pretens\u00e3o, devendo-se evitar indica\u00e7\u00f5es gen\u00e9ricas e meramente protocolares. O \u201cMapa de Riscos\u201d, o qual deve ser reanalisado conforme avan\u00e7a o planejamento da contrata\u00e7\u00e3o, haja vista o [&hellip;]<\/p>\n","protected":false},"author":19,"featured_media":3761,"parent":976,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_themeisle_gutenberg_block_has_review":false},"_links":{"self":[{"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/pages\/2734"}],"collection":[{"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/users\/19"}],"replies":[{"embeddable":true,"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/comments?post=2734"}],"version-history":[{"count":32,"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/pages\/2734\/revisions"}],"predecessor-version":[{"id":3767,"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/pages\/2734\/revisions\/3767"}],"up":[{"embeddable":true,"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/pages\/976"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/media\/3761"}],"wp:attachment":[{"href":"https:\/\/ufr.edu.br\/proplad\/wp-json\/wp\/v2\/media?parent=2734"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}